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Biodiversity and Species Protection
the economic perspective


 

Florida Panther Kitten

The Endangered Species Act

To view an analysis of the Endangered Species Act (ESA) and Private Property Rights by the Congressional Research Service, click on the Library of Congress logo below.

Library of Congress

A Brief History of Species Protection Laws:

Historical Background: Federal efforts to protect endangered species date as far back as the twentieth century.  The rapid decline of the passenger pigeon and other game birds prompted Congress to pass the first federal wildlife law: the Lacey Act of 1900.  This law allowed for the "preservation, distribution, introduction and restoration of game birds and other wild birds."  Additional steps were taken to protect the endangered species with the passing of the Migratory Bird Treaty Act of 1918 and the Migratory Bird Conservation Act of 1929.  By the early 1960’s, political and public awareness grew concerning the growing problem of endangered species as the Department of the Interior published "Redbook—Rare and Endangered Fish and Wildlife of the United States—Preliminary Draft".

Discovering a need for a more comprehensive endangered species legislation, Congress passed the Endangered Species Protection Act of 1966.  Although, it espoused the lofty goal of "conserving, protecting, restoring and propagating selected species of native fish and wildlife," the act had many weaknesses.  This act was soon replaced by later editions, and continues to be amended today.

The Endangered Species Act of 1973 (ESA) has become the primary instrument of federal efforts to protect endangered species in the United States.  The purposes of the Endangered Species Act included conservation of the ecosystem that species species depend on, and conservation of endangered and threatened species.  The four main commands of the ESA - (1) to conserve listed species, (2) to avoid jeopardization, (3) to avoid destruction of critical habitat, (4) and to avoid taking—are now firmly entrenched in public natural resources law.   In addition, protection for endangered species can be found in various other federal statutes (such as, the Marine Mammal Protection Act of 1976, Conservation Programs on Military Land (1988), Institute of Tropical Forestry Act (1990) and Driftnet Act Amendments of 1990 among others) and in numerous international treaties (such as the Convention on International Trade in Endangered Species of Wild Fauna and Flora) along with many state and law and regulations.

Key features of the Endangered Species Act

  • Listing Procedure: The ESA provides a formal listing method for species that are determined to be "threatened" or "endangered" based on the best scientific and/or commercial data available.  Section 4 grants the U.S. Fish and Wildlife Service (FWS) and the National Marine Fisheries Service (NWFS) shared jurisdiction over implementation of the ESA.  The listing process begins when an individual or group petitions either office to list a species.  After a petition is received, the agencies have 90 days to decide whether the petition has sufficient information/evidence to indicate that a listing may be justified.  To list a species, the agencies consider "threats to habitat, overutilization, disease, predation, inadequacy of current protection, and any other factors affecting the petitioned species’ existence" before any decision is made.  Any determinations are "solely [made] on the basis of the best scientific and commercial data available" and not so much on the economic impact of their listings.  Two listing categories exist:
     
    • Endangered –  The species is in danger of extinction throughout all or a significant portion of its range.
       
    • Threatened – The species is likely to become endangered in the foreseeable future.
  • Protection - The ESA provides for the protection for the listed species.  Once a species or group is formally listed, the species is entitled to numerous protections.  For example, Section 9 prohibits the taking of listed species, where takings are defined as, "to harass, harm, pursue, hunt, shoot, wound, kill, trap, capture, or collect, or to attempt to engage in any such conduct."  This includes any act that significantly modifies habitat or involves degradation where it actually kills or injures wildlife by significantly impairing essential behavioral patterns like breeding, feeding or sheltering.  Section 9 prohibits the "import, export, possession, delivery, receipt, transport, sale and offer for sale of any endangered fish or wildlife, whether dead or alive (including all parts, like eggs, offspring etc.).  The Section 9 provisions apply to all federal agencies, individual people, private agencies and organizations.
     
    • Subsequent amendments specify the conditions under which species can be "taken".
       
    • 1982 amendment allows the Fish and Wildlife Service to issue an "incidental take" permit to non-federal applicants if an approved Habitat Conservation Plan is presented.
  • Habitat Conservation Plans - HCPs can potentially offer pro-active conservation benefits such as protection of unoccupied habitats of listed species, protection of unlisted species, and active habitat management. Additionally, due to the fact that HCPs are voluntary and initiated by the landowner, they have a greater potential for landowner's having a sincere interest in conservation efforts in comparison to traditional enforcement mechanisms.  HCPs may be developed for multiple landowners in a region, and as a result have the potential for stimulating comprehensive solutions for the entire ecosystem.  To view a Habitat Conservation fact sheet produced by the National Audubon Society click here.

    An HCP must specify:

    1)Impacts likely to result from proposed taking of federally listed species;

    2) Measures the applicant will undertake to monitor, minimize, and mitigate such impacts; the funding that will be made available to undertake such measures; and the procedures to deal with unforeseen circumstances;

    3) Alternative actions the applicant considered that would not result in take, and the reasons why such alternatives are not being utilized; and

    4) Additional measures the Service may require as necessary or appropriate for the purposes of the conservation plan, such as an Implementing Agreement that spells out the roles and responsibilities of all parties.

  • Recovery Plans - The ultimate purpose of the Act is to save species from extinction, where the service’s goal is to recover species such that they are removed from the list. This is accomplished through a variety of tools, including recovery planning, consultation, and scientific and incidental take permits. Listed species are assigned recovery tasks/plans based on priority. They are classified based tasks necessary to prevent extinction (priority 1), avoid significant further decline (priority 2), or other activities necessary to achieve recovery (priority 3). Once recovery tasks are assigned and a healthy population is achieved, monitoring of recovered species is continued under State programs funded by section 6 of ESA. Species recovery is a gradual process, taking several generations of successful reproduction to achieve before a sufficient number of individuals are present to comprise one or more viable (self-perpetuating) populations. This may take years, or even decades (depending on current socio-economic, political and consensus views) in many cases, as it is often difficult to reverse all the threats affecting the species for the past decades, if not centuries.
     
  • Consultation - All agencies, especially Federal must consult with the appropriate Service when any activity permitted, funded or conducted by that agency may affect a listed species or its designated critical habitat, or is likely to jeopardize proposed species or adversely modify proposed critical habitat. To prevent any potential harm the service conducts several types of consultations on Federal agency activities, including informal, formal, early and emergency consultations for listed species or designated critical habitats, and informal and formal conferences for proposed species or proposed critical habitats—all depending on the critical nature of the matter at hand.
     
  • Incidental Take Permit - Application for an incidental take permit is voluntary and is subject to a number of requirements, including preparation by the permit applicant of a "Habitat Conservation Plan (HCP)".
     
  • Provides enforcement provisions
     
    • The Secretary of Interior can impose civil penalties of up to 25,000$ per taking
    • The Attorney General can bring criminal charges and courts may impose criminal penalties of up to $50,000 and one year in prison
       
  • Authorizes the Secretary of Interior and Agriculture to purchase habitat for listed species.
  • The ESA prohibits Federal (& private) agencies from engaging in actions that would jeopardize listed species or   their critical habitat.
     
  • The ESA allows federal agencies to create cooperative programs with the states.

 

Is the Endangered Species Act working?

This issue is open to debate.  The listing of a species often depends on political factors more than biological factors.   A species may be endangered in fact, and yet the Fish and Wildlife Service may not list the species.  The agency lacks an appropriate budget to list species, identify critical habitats, develop recovery plans, and begin taking action.  For these reasons, and many others, the private and nonprofit sectors have become involved in the protection of species.
 

Sources: Clark 1996, Carriker and LaForest 1996, and http://www.fws.gov/r9endspp/esasum.html#RecoveryPlanning

 


The School of Public and Environmental Affairs
Copyright 1999 Indiana University Bloomington
Comments: kenricha@indiana.edu